The Capital Markets Conference provides general updates on markets and products, associated risks to the financial institution and asset/liability management practices. The conference also provides information relating to more advanced topics such as new capital markets products, risk management practices, emerging risks, and supervisory updates more relevant to a designated capital markets examiner. The content is delivered by a mix of industry experts and senior supervisory staff from the FFIEC member agencies.
Content is expected to be of value to all interested examiners.
The length is typically two to four days.
| At-a-Glance | |
|---|---|
| Length | 2 to 4 days |
| Delivery | Virtual |
| Prerequisite/Pre-course | No |
| Continuing Education | Yes |
Target Audience
The conference is intended for examiners who have basic to advanced skills and are involved in capital markets examination activities and routinely assess the inherent risks in conjunction with the overall risk profile of an institution during an examination or review of community, mid-sized and complex financial institutions.
Continuing Education
Annually the conference is assessed for continuing professional education credits.
ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. The 2025 virtual Capital Market Conference sessions have been approved for 16.5 CERP, 19.25 CRCM, 14 CSOP, 2.5 CFTA, and 1.25 CAFP credits. This statement should not be viewed as an endorsement of this program or its sponsor.
2025 Approved Credit Hours: 18.9