Economic Growth and Regulatory Paperwork Reduction Act

The chart below identifies the regulations included in the EGRPRA review. Scroll through the chart, or to go directly to the regulations in each category, click on a subject matter category below.

Applications and Reporting
Powers and Activities
International Operations
Banking Operations
Capital
Community Reinvestment Act
Consumer Protection
Directors, Officers and Employees
Money Laundering
Rules of Procedure
Safety and Soundness
Securities

 

Applications and Reporting _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Bank Merger Act	12 CFR 5.33	12 CFR Part 262.3 (processing and notice) 12 CFR Part 225, Subpart B [Reg. Y]	12 CFR Part 303, Subpart D	12 CFR 5.33	12 CFR Part 303, Subpart D
Change in Bank Control	12 CFR 5.50	12 CFR Part 225, Subpart E [Reg. Y]	12 CFR Part 303, Subpart E 12 CFR Part 308, Subparts D and E	12 CFR 5.50	12 CFR Part 303, Subpart E	12 CFR Part 225, Subpart E [Reg. Y] -------------- 12 CFR Part 238, Subpart D [Reg LL]
Notice of Addition or Change of Directors	12 CFR 5.51	12 CFR Part 225, Subpart H [Reg. Y]	12 CFR Part 303, Subpart F	12 CFR 5.51	12 CFR Part 303, Subpart F	12 CFR Part 225, Subpart H [Reg. Y] -------------- 12 CFR Part 238, Subpart H [Reg LL]
Reduced Reporting for Covered Depository Institutions	12 CFR Part 52	12 CFR Part 208, Subpart K [Reg. H]	12 CFR Part 304, Subpart B	12 CFR Part 52	12 CFR Part 304, Subpart B
Computer-Security Incident Notification Requirements	12 CFR Part 53	12 CFR Part 225, Subpart N [Reg. Y]	12 CFR Part 304, Subpart C	12 CFR Part 53	12 CFR Part 304, Subpart C	12 CFR Part 225, Subpart N [Reg. Y]
OCC Regulations
National Bank and Federal Savings Association Rules, Policies, and Procedures for Corporate Activities	12 CFR Part 5 (Generally)			12 CFR Part 5
Federal Savings Association Mutual to Stock Conversions				12 CFR Part 192	12 CFR Part 192 (Conversions from Mutual to Stock Form)
Federal Savings Association Offices				12 CFR 145.92
Federal Savings Association Accounting and Disclosure Standards				12 CFR Part 162
Board Regulations
Concentration Limits	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX]	12 CFR Part 251 [Reg. XX] -------------- 12 CFR Part 251 [Reg. XX]
Holding Companies – Formations, Acquisitions and Nonbanking Activities						12 CFR Part 225 [Reg. Y], Subparts A, B, C, D, I, Appx. C  12 CFR Part 262.3 -------------- 12 CFR Part 238 [Reg. LL], Subparts A, B, C, E, F 12 CFR Part 239 [Reg. MM] 12 CFR Part 262.3
State Member Banks		12 CFR Part 208 [Reg. H], Subparts A, B, C, G 12 CFR Part 209 [Reg. I] 12 CFR Part 262.3
FDIC Regulations
Call Reports and Other Forms, Instructions and Reports	12 CFR Part 304 (excluding 304.3(d))	12 CFR Part 304 (excluding 304.3(d))	12 CFR Part 304	12 CFR Part 304 (excluding 304.3(d))	12 CFR Part 304
Deposit Insurance Filing Procedures	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B	12 CFR Part 303, Subpart B
Extension of Corporate Powers			12 CFR Part 333		12 CFR Part 333
Filing Procedures and Delegations of Authority			12 CFR Part 303		12 CFR Part 303
Industrial Banks and Industrial Loan Companies			12 CFR Part 354

 

Powers and Activities _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Proprietary Trading and Relationships with Covered Funds	12 CFR Part 44	12 CFR Part 248 [Reg. VV]	12 CFR Part 351	12 CFR Part 44	12 CFR Part 351	12 CFR Part 248 [Reg. VV] -------------- 12 CFR Part 248 [Reg. VV]
Retail Foreign Exchange Transactions	12 CFR Part 48	12 CFR Part 240 [Reg. NN]	12 CFR Part 349	12 CFR Part 48	12 CFR Part 349	12 CFR Part 240 [Reg. NN] --------------
OCC Regulations
National Bank and Federal Savings Association Powers	12 CFR Part 7, Subpart A			12 CFR Part 7, Subpart A
National Bank Electronic Activities	12 CFR Part 7, Subpart E
National Bank Community Development Corporations, Community Development Projects, and Other Public Welfare Investments	12 CFR Part 24
National Bank Debt Cancellation Contracts and Debt Suspension Agreements	12 CFR Part 37
National Bank Fiduciary Activities	12 CFR Part 9
Investment in National Bank or Federal Savings Association Premises	12 CFR 5.37			12 CFR 5.37
National Bank Investment Securities	12 CFR Part 1	12 CFR Part 1
National Bank Leasing	12 CFR Part 23
National Bank Real Estate Lending	12 CFR Part 34, Subparts A and B
National Bank Sales of Credit Life Insurance	12 CFR Part 2
Federal Savings Association General				12 CFR Part 145; See also: 12 CFR Parts 143, 144, (Federal Mutual Savings Associations)
Federal Savings Association Deposits				12 CFR Parts 157, 161 (definitions)
Federal Savings Association Electronic Operations				12 CFR Part 155
Federal Savings Association Fiduciary Powers				12 CFR Part 150
Federal Savings Association Lending and Investment				12 CFR Part 160
Preemption of State Due-On-Sale Laws (Implementation of Garn-St Germain)	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191	12 CFR Part 191
Preemption of State Usury Laws (Implementation of DIDMCA)	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190	12 CFR Part 190
Federal Savings Association Subordinate Organizations				12 CFR 5.38 and 5.59
Retail Foreign Exchange Transactions	12 CFR Part 48			12 CFR Part 48
Preemption Generally	12 CFR Part 7, Subpart D			12 CFR 7.4010
Covered Savings Associations				12 CFR Part 101
Board Regulations
Bank Holding Companies, Financial Holding Companies, Savings and Loan Holding Companies (General provisions not included elsewhere in this list)						12 CFR Part 225, Subparts A, F, J [Reg. Y] -------------- 12 CFR Part 238, Subparts A, G, K, I [Reg LL]   12 CFR Part 239 [Reg MM]
Activities and Operations		12 CFR Part 208, 208.37, Subparts A, G [Reg H] 12 CFR Part 209
Community Development; Public Welfare Investments; Investment in Bank Premises; Investment Securities		12 CFR Part 208, Subpart B [Reg H]
Fiduciary Activities		12 CFR Part 225.28(b)(5) [Reg. Y]
Leasing of Real Property Personal Property		12 CFR Part 225.28(b)(3) [Reg. Y]
Real Estate Lending		12 CFR Part 208, Subpart E [Reg H]				12 CFR Part 225, Subpart G [Reg. Y] --------------
Sales of Insurance		12 CFR Part 208, Subpart H [Reg H]
FDIC Regulations
Activities of Insured State Banks		12 CFR Part 362, Subpart A; 12 CFR Part 303, Subpart G	12 CFR Part 362, Subparts A, B, and E; 12 CFR Part 303, Subpart G
Activities of Insured State Savings Associations					12 CFR Part 362, Subparts C and D; 12 CFR Part 303, Subpart H
Requests for Participation in the Affairs of an Insured Depository Institution by Convicted Individuals (Section 19 of the FDI Act)	12 CFR Part 303, Subpart L; 12 CFR Part 308, Subpart M	12 CFR Part 303, Subpart L; 12 CFR Part 308, Subpart M	12 CFR Part 303, Subpart L; 12 CFR Part 308, Subpart M	12 CFR Part 303, Subpart L; 12 CFR Part 308, Subpart M	12 CFR Part 303, Subpart L; 12 CFR Part 308, Subpart M

 

International Operations _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
International Lending Supervision	12 CFR Part 28, Subpart C	12 CFR Part 211, Subpart D [Reg. K]	12 CFR Part 347, Subpart C			12 CFR Part 211, Subpart D [Reg. K] --------------
Margin and Capital Requirements for Covered Swap Entities	12 CFR Part 45	12 CFR Part 237 [Reg. KK]	12 CFR 349	12 CFR Part 45	12 CFR 349	12 CFR Part 237 [Reg. KK] -------------- 12 CFR Part 237 [Reg. KK]
Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks	12 CFR Part 4, Subpart A	12 CFR Part 211, Subpart B [Reg. K]	12 CFR 347, Subpart B	12 CFR Part 4, Subpart A	12 CFR 347, Subpart B	12 CFR Part 211 [Reg. K] -------------- 12 CFR Part 211 [Reg. K]
OCC Regulations
Foreign Operations of National Banks	12 CFR Part 28, Subpart A
Board Regulations
International Operations of U.S. Banking Organizations	12 CFR Part 211, Subpart A [Reg. K]	12 CFR Part 211, Subpart A [Reg. K]				12 CFR Part 211, Subpart A [Reg. K] --------------
Edge and Agreement Corporations	12 CFR Part 211.5-7 [Reg. K]	12 CFR Part 211.5-7 [Reg. K]				12 CFR Part 211.5-7 [Reg. K] --------------
Foreign Banking Organizations Interstate Banking Operations Nonbanking Activities U.S. Offices						12 CFR Part 211, Subpart B [Reg. K] --------------
Export Trading Companies; International Lending Supervision						12 CFR Part 211, Subparts C, D [Reg. K]
Foreign Banking Organizations: Stress Tests, Risk Committee, and Enhanced Prudential Standards						12 CFR Part 252, Subparts M–O [Reg. YY] --------------
FDIC Regulations
Foreign Banking and Investment by Insured State Nonmember Banks			12 CFR Part 347, Subpart A 12 CFR Part 303, Subpart J

 

Banking Operations _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
OCC Regulations
Assessment of Fees	12 CFR Part 8			12 CFR Part 8
National Bank and Federal Savings Associations Operations	12 CFR Part 7, Subpart C			12 CFR Part 7, Subpart C
Savings Association Operations				12 CFR Part 163
Definitions for Regulations Affecting Federal Savings Associations				12 CFR Part 141
Definitions for Regulations Affecting All Savings Associations				12 CFR Part 161
Board Regulations
Assessment of Fees						12 CFR Part 246 [Reg. TT] -------------- 12 CFR Part 246 [Reg. TT]
Availability of Funds and Collection of Checks	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]	12 CFR Part 229 [Reg. CC]
Collection of Checks and Other Items by Federal Reserve Banks and Funds Transfers Through Fedwire	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]	12 CFR Part 210 [Reg. J]
Debit Card Interchange Fees	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]	12 CFR Part 235 [Reg. II]
Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]	12 CFR Part 219 [Reg. S]
Reserve Requirements of Depository Institutions	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]	12 CFR Part 204 [Reg. D]
The Payment System Risk Reduction Policy	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000	Federal Reserve Regulatory Service 9-1000
FDIC Regulations
Assessments	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327	12 CFR Part 327

 

Capital _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Capital Adequacy: General Provisions Ratio Requirements and Buffers Definition of Capital Transition Provisions	12 CFR Part 3, Subparts A–C, G	12 CFR Part 217, Subparts A–C, G [Reg. Q]	12 CFR Part 324, Subparts A–C, G	12 CFR Part 3, Subparts A–C, G	12 CFR Part 324, Subparts A–C, G	12 CFR Part 217, Subparts A–C, G, and H [Reg. Q] -------------- 12 CFR Part 217, Subparts A–C, G [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Standardized Approach	12 CFR Part 3, Subpart D	12 CFR Part 217, Subpart D [Reg. Q]	12 CFR Part 324, Subpart D	12 CFR Part 3, Subpart D	12 CFR Part 324, Subpart D	12 CFR Part 217, Subpart D [Reg. Q] -------------- 12 CFR Part 217, Subpart D [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Internal Ratings-Based and Advanced Measurement Approaches	12 CFR Part 3, Subpart E	12 CFR Part 217, Subpart E [Reg. Q]	12 CFR Part 324, Subpart E	12 CFR Part 3, Subpart E	12 CFR Part 324, Subpart E	12 CFR Part 217, Subpart E [Reg. Q] -------------- 12 CFR Part 217, Subpart E [Reg. Q]
Capital Adequacy: Risk-Weighted Assets— Market Risk	12 CFR Part 3, Subpart F	12 CFR Part 217, Subpart F [Reg. Q]	12 CFR Part 324, Subpart F	12 CFR Part 3, Subpart F	12 CFR Part 324, Subpart F	12 CFR Part 217, Subpart F [Reg. Q] -------------- 12 CFR Part 217, Subpart F [Reg. Q]
Prompt Corrective Action	12 CFR Part 6	12 CFR Part 208, Subpart D [Reg. H]; 12 CFR Part 263, Subpart H	12 CFR Part 324, Subpart H	12 CFR Part 6; 12 CFR 165.8; 12 CFR 165.9	12 CFR Part 324, Subpart H	12 CFR Part 208, Subpart D [Reg. H] 12 CFR Part 263, Subpart H --------------
OCC Regulations
Capital Adequacy: Establishment of Minimum Capital Ratios for an Individual Bank or Individual Federal Savings Association Enforcement Issuance of a Directive Interpretations	12 CFR Part 3, Subparts H-K			12 CFR Part 3, Subparts H-K
Annual Stress Tests	12 CFR Part 46			12 CFR Part 46
Changes in Permanent Capital of a National Bank or Federal Savings Association; Subordinated Debt Issued by a National Bank or Federal Savings Association	12 CFR 5.46-.47			12 CFR 5.45, 5.56
Board Regulations
Capital Planning						12 CFR Part 225.8 [Reg. Y] --------------
Stress Tests—U.S. Organizations Company Run and Supervisory		12 CFR Part 252, Subparts B, E, and F [Reg. YY]				12 CFR Part 252, Subparts B, E, and F [Reg. YY] -------------- 12 CFR Part 238, Subparts O and P [Reg. LL]
Total Loss-Absorbing Capacity, Long Term Debt, and Clean Holding Company Requirements						12 CFR Part 252, Subpart G and P [Reg. YY] --------------
FDIC Regulations
Annual Stress Tests			12 CFR Part 325		12 CFR Part 325

 

Community Reinvestment Act _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Community Reinvestment Act	12 CFR Part 25	12 CFR Part 228 [Reg. BB]	12 CFR Part 345	12 CFR Part 25	12 CFR Part 25	12 CFR Part 228 [Reg BB] -------------- 12 CFR Part 228 [Reg BB]
Disclosure and Reporting of CRA-Related Agreements	12 CFR Part 35	12 CFR Part 207 [Reg. G]	12 CFR Part 346	12 CFR Part 35	12 CFR Part 346	12 CFR Part 207 [Reg G] -------------- 12 CFR Part 207 [Reg G]

 

Consumer Protection _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Consumer Protection in Sales of Insurance	12 CFR Part 14	12 CFR Part 208, Subpart H [Reg. H]	12 CFR Part 343	12 CFR Part 14	12 CFR Part 343
Fair Housing	12 CFR Part 27		12 CFR Part 338	12 CFR Part 128 (including other nondiscrimination requirements)	12 CFR Part 338
Loans in Identified Flood Hazard Areas	12 CFR Part 22	12 CFR Part 208.25 [Reg. H]	12 CFR Part 339	12 CFR Part 22	12 CFR Part 339
Prohibition Against Use of Interstate Branches Primarily for Deposit Production	12 CFR Part 25, Subpart E	12 CFR Part 208.7 [Reg. H]	12 CFR Part 369
Information Security Standards	12 CFR Part 30, Appx. B	12 CFR Part 208, Appx. D-2 [Reg. H]	12 CFR Part 364, Appx. B	12 CFR Part 30, Appx. B	12 CFR Part 364, Appx. B	12 CFR Part 225, Appx. F [Reg. Y] --------------
Fair Credit Reporting Act Duties of Users of Consumer Reports Regarding Address Discrepancies and Records Disposal	12 CFR Part 41, Subpart I	12 CFR Part 222, Subpart I [Reg V]	12 CFR Part 334, Subpart I	12 CFR Part 41, Subpart I	12 CFR Part 334, Subpart I
Fair Credit Reporting Act Consumer Information Identity Theft Red Flags	12 CFR Part 41, Subpart J	12 CFR Part 222, Subpart J [Reg V]	12 CFR Part 334, Subpart J	12 CFR Part 41, Subpart J	12 CFR Part 334, Subpart J
OCC Regulations
Federal Savings Association Advertising				12 CFR 163.27
Federal Savings Association Tying Restriction Exception				12 CFR 163.36
Residential Mortgage Lending Practices	12 CFR Part 30, Appx. C			12 CFR Part 30, Appx. C
FDIC Regulations
Advertisement of Membership	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328	12 CFR Part 328
Deposit Insurance Coverage	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330	12 CFR Part 330
Certification of Assumption of Deposits and Notification of Changes of Insured Status	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307	12 CFR Part 307
Federal Interest Rate Authority		12 CFR Part 331	12 CFR Part 331
State Savings Association Tying Restriction Exception

 

Directors, Officers and Employees _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Limits on Extensions of Credit to Executive Officers, Directors and Principal Shareholders; Related Disclosure Requirements	12 CFR Part 31	12 CFR Part 215 [Reg. O]	12 CFR 337.3	12 CFR Part 31	12 CFR 337.3
Management Official Interlocks	12 CFR Part 26	12 CFR Part 212 [Reg. L]	12 CFR Part 348	12 CFR Part 26	12 CFR Part 348	12 CFR Part 212 [Reg. L] -------------- 12 CFR Part 238, Subpart J [Reg. LL]
OCC Regulations
National Bank Activities and Operations	12 CFR Part 7, Subpart B-C
Federal Savings Association Operations				12 CFR Part 163
Federal Savings Association Restrictions on Transactions with Officers, Directors, and Others				12 CFR Part 31; 12 CFR 160.130
FDIC Regulations
Golden Parachute and Indemnification Programs	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359	12 CFR Part 359 -------------- 12 CFR Part 359

 

Money Laundering _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Bank Secrecy Act Compliance	12 CFR Part 21, Subpart C	12 CFR Part 208.63 [Reg. H]	12 CFR Part 326, Subpart B	12 CFR Part 21, Subpart C	12 CFR Part 326, Subpart B
Reports of Crimes or Suspected Crimes	12 CFR Part 21, Subpart B	12 CFR Part 208.62-.63 [Reg. H]	12 CFR Part 353	12 CFR 163.180(d)	12 CFR Part 353	12 CFR Part 225.4(f) [Reg. Y]

 

Rules of Procedure _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Uniform Rules of Practice and Procedure	12 CFR Part 19	12 CFR Part 263	12 CFR Part 308	12 CFR Part 19	12 CFR Part 308	12 CFR Part 263
OCC Regulations
Voluntary Liquidation of a National Bank or Federal Savings Association	12 CFR 5.48			12 CFR 5.48
FDIC Regulations
Resolution and Receivership Rules	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360	12 CFR Part 360
Recordkeeping for Timely Deposit Insurance Determination	12 CFR Part 370	12 CFR Part 370	12 CFR Part 370	12 CFR Part 370	12 CFR Part 370
Recordkeeping Requirements for Qualified Financial Contracts	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371	12 CFR Part 371
Restrictions on Sale of Assets by the Federal Deposit Insurance Corporation	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340	12 CFR Part 340

 

Safety and Soundness _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Minimum Security Procedures	12 CFR Part 21, Subpart A	12 CFR Part 208.61 [Reg. H]	12 CFR Part 326, Subpart A	12 CFR Part 168	12 CFR Part 326, Subpart A
Appraisal Standards for Federally Related Transactions	12 CFR Part 34, Subpart C	12 CFR Part 208.50 [Reg. H]; 12 CFR Part 225, Subpart G [Reg. Y]	12 CFR Part 323	12 CFR Part 34, Subpart C	12 CFR Part 323	12 CFR Part 225, Subpart G [Reg. Y]
Real Estate Lending Standards	12 CFR Part 34, Subpart D	12 CFR Part 208, Appx. C [Reg H]	12 CFR Part 365, Subpart A	12 CFR 160.101	12 CFR Part 365, Subpart A
Appraisals: Higher-priced Mortgages	12 CFR Part 34, Subpart G	12 CFR Part 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z]	12 CFR Part 1026 [Reg. Z]	12 CFR Part 34, Subpart G	12 CFR Part 1026 [Reg. Z]	12 CFR Part 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z] -------------- 12 CFR Part 226.43; 12 CFR Part 226, Appx. N and O, and Supp. I [Reg. Z]
Appraisal Management Company Minimum Standards	12 CFR Part 34, Subpart H	12 CFR Part 225, Subpart M [Reg. Y]	12 CFR Part 323, Subpart B	12 CFR Part 34, Subpart H	12 CFR Part 323, Subpart B
Credit Risk Retention	12 CFR Part 43	12 CFR Part 244 [Reg. RR]	12 CFR Part 373	12 CFR Part 43	12 CFR Part 373	12 CFR Part 244 [Reg. RR] -------------- 12 CFR Part 244 [Reg. RR]
Frequency of Safety and Soundness Examination	12 CFR 4.6-.7	12 CFR Part 208.64 [Reg. H]	12 CFR 337.12	12 CFR 4.6 (See also: 12 CFR 163.170)	12 CFR 337.12
Liquidity Risk	12 CFR Part 50	12 CFR Part 249 [Reg. WW]	12 CFR Part 329	12 CFR Part 50	12 CFR Part 329	12 CFR Part 249 [Reg. WW] -------------- 12 CFR Part 249 [Reg. WW]
Mandatory Contractual Requirements for Qualified Financial Contracts	12 CFR Part 47	12 CFR Part 252, Subpart I [Reg. YY]	12 CFR Part 382	12 CFR Part 47	12 CFR Part 382	12 CFR Part 252, Subpart I [Reg. YY]
Resolution Plans	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 360.10	12 CFR Part 381; 12 CFR Part 243 [Reg. QQ] ---------------
Safety and Soundness Standards	12 CFR Part 30 generally; 12 CFR Part 30, Appx. A	12 CFR Part 208, Appx. D-1 [Reg. H]	12 CFR Part 364, Appx. A	12 CFR Part 30 generally; 12 CFR Part 30, Appx. A	12 CFR Part 364, Appx. A
Transactions with Affiliates	12 CFR Part 223 [Reg. W] 12 CFR Part 31	12 CFR Part 223 [Reg. W]	12 CFR Part 223 [Reg. W]	12 C.F.R. Part 223 [Reg. W]; 12 C.F.R. Part 31	12 CFR Part 223 [Reg. W]
OCC Regulations
Heightened Standards Guidelines	12 CFR Part 30, Appx. D			12 CFR Part 30, Appx. D
Lending Limits	12 CFR Part 32			12 CFR Part 32	12 CFR Part 32
Recovery Planning Guidelines	12 CFR Part 30, Appx. E			12 CFR Part 30, Appx. E
Other Real Estate Owned	12 CFR Part 34, Subpart E			12 CFR Part 34, Subpart E
Federal Savings Association Financial Management Policies				12 CFR Part 163, Subpart F
Federal Savings Association Lending and Investment —Additional Safety and Soundness Limitations				12 CFR Part 160	12 CFR Part 160
Board Regulations
Appraisals: Appraiser Independence		12 CFR Part 226.42; 12 CFR Part 226, Supp. I [Reg. Z]	12 CFR Part 1026 [Reg. Z]			12 CFR Part 226.42; 12 CFR Part 226, Supp. I [Reg. Z] -------------- 12 CFR Part 226.42; 12 CFR Part 226, Supp. I [Reg. Z]
Definitions related to the Financial Stability Oversight Council						12 CFR Part 242 [Reg. PP]
Enhanced Prudential Standards Risk Committee Requirement (for certain BHCs) Standards for BHCs with consolidated assets $50 billion or more and less than $100B						12 CFR Part 252, Subpart C [Reg. YY] -------------- 12 CFR Part 238, Subpart M [Reg. LL]
Enhanced Prudential Standards Risk Committee Requirement (for certain BHCs) Standards for BHCs with consolidated assets $100 billion or more						12 CFR Part 252.33 [Reg. YY] -------------- 12 CFR Part 238.122 [Reg. LL]
Extensions of Credit by Federal Reserve Banks	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]	12 CFR Part 201 [Reg. A]
Financial Market Utilities		12 CFR Part 234 [Reg. HH]
Limitations on Interbank Liabilities	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]	12 CFR Part 206 [Reg. F]
Securities Holding Companies						12 CFR Part 241 [Reg. OO]
Single Counterparty Credit Limit						12 CFR Part 252, Subparts H and Q [Reg. YY]
FDIC Regulations
Annual Independent Audits and Reporting Requirements	12 CFR Part 363	12 CFR Part 363	12 CFR Part 363	12 CFR Part 363	12 CFR Part 363
Unsafe and Unsound Banking Practices (Standby Letters of Credit)			12 CFR 337.2
Unsafe and Unsound Banking Practices (Brokered Deposits)	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6	12 CFR 337.6

 

Securities _^[TOP]

Subject	National Banks	State Member Banks	State Non-Member Banks	Federal Savings Associations	State Savings Associations	BHCs & FHCs  SLHCs
Interagency Regulations
Banks as Registered Clearing Agencies	12 CFR 19.135	12 CFR Part 208.32-33 [Reg. H]	12 CFR Part 308, Subpart S
Banks as Securities Transfer Agents	12 CFR 9.20	12 CFR Part 208.31 [Reg. H]	12 CFR Part 341
Government Securities Sales Practices	12 CFR Part 13	12 CFR Part 208.37 [Reg. H]	12 CFR Part 368
Recordkeeping and Confirmation of Securities Transactions Effected by Banks	12 CFR Part 12	12 CFR Part 208.34 [Reg. H]	12 CFR Part 344	12 CFR Part 151	12 CFR Part 344
Reporting Requirements for Reported Securities Under the Securities Exchange Act of 1934	12 CFR Part 11	12 CFR Part 208.36 [Reg. H]	12 CFR Part 335	12 CFR Part 11	12 CFR Part 335; 12 CFR Part 390, Subpart Q; 12 CFR Part 390, Subpart W
Securities Offerings	12 CFR Part 16		12 CFR Part 335	12 CFR Part 16	12 CFR Part 335; 12 CFR Part 390, Subpart Q; 12 CFR Part 390, Subpart W
OCC Regulations
Municipal Securities Dealer Activities of Banks	12 CFR Part 10			12 CFR Part 10
Federal Savings Associations Proxies				12 CFR Part 169	12 CFR Part 169
Federal Savings Associations Rules on the Issuance and Sale of Institution Securities				12 CFR 163.5; 12 CFR Part 163, Subpart C
Board Regulations
Credit by Banks and Persons Other than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U]	12 CFR Part 221 [Reg. U] -------------- 12 CFR Part 221 [Reg. U]