FFIEC 101 September 2024 Reporting Form - current version (PDF)

FFIEC 101 Instructions - current version (last update March 2024) (PDF)

September 2021 COVID-19 Related Supplemental Instructions (FFIEC 101) (PDF)

January 2024 Proposed FFIEC 101 Revisions Related to the Proposed Capital Rule

Initial Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports, FFIEC 101, and FFIEC 102 - published January 26, 2024. The comment period expires March 26, 2024.

January 2024 Letter (PDF)

Redlined Draft FFIEC 101 Reporting Form for the Proposed Revisions with Proposed Effective Date September 30, 2025 – January 26, 2024 (PDF)

Redlined Draft FFIEC 101 Instructions for the Proposed Revisions with Proposed Effective Date September 30, 2025 – January 26, 2024 (PDF)

June 2023 FFIEC 101 Extension without Revision

Final Federal Register Notice for FFIEC 101 - published October 13, 2023. The comment period expires November 13, 2023.

Initial Federal Register Notice for FFIEC 101 - published June 29, 2023. The comment period expired August 28, 2023.

July 2020 Proposed FFIEC 101 Revisions Related to COVID-19

Final Federal Register Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports; the FFIEC 002 Report; and the FFIEC 101 Report - published November 23, 2020. The comment period expired December 23, 2020.

Initial Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports; the FFIEC 002 Report; and the FFIEC 101 Report - published July 22, 2020. The comment period expired September 21, 2020.

FIL-110-2020 Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report - December 1, 2020 (PDF)

FIL-73-2020 Proposed Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report - July 30, 2020 (PDF)

Redlined Draft FFIEC 101 Reporting Form for Proposed Revisions Effective June 30, 2021 - November 25, 2020 (PDF)

Redlined Draft FFIEC 101 Instructions for Proposed Revisions with Effective Dates Beginning with the March 31, 2020, Report Date - November 25, 2020 (PDF)

October 2019 Proposed FFIEC 101 Revisions for the Capital and Certain Other Changes

Final Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports and the FFIEC 101 Report - published January 27, 2020. The comment period expired February 26, 2020.

Initial Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports and the FFIEC 101 Report - published October 4, 2019. The comment period expired December 3, 2019.

FIL-10-2020 Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report - February 18, 2020 (PDF)

FIL-68-2019 Proposed Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report - November 5, 2019 (PDF)

Redlined Draft FFIEC 101 Reporting Form for the Proposed Revisions with Proposed Effective Dates Beginning with March 31, 2020 – January 28, 2020 (PDF)

Redlined Draft FFIEC 101 Instructions for the Proposed Revisions with Proposed Effective Dates Beginning with March 31, 2020 – January 27, 2020 (PDF)

September 2018 Proposed FFIEC 101 – Effective March 31, 2019

Final Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports, the FFIEC 002/002S Reports, the FFIEC 030/30S Reports, and the FFIEC 101 Report - published February 14, 2019. The comment period expired March 18, 2019.

Initial Federal Register Notice for Proposed Revisions to the FFIEC 031, FFIEC 041, and FFIEC 051 Call Reports, the FFIEC 002/002S Reports, the FFIEC 030/30S Reports, and the FFIEC 101 Report - published September 28, 2018. The comment period expired November 27, 2018.

FIL-10-2019 Revisions to the Consolidated Reports of Condition and Income (Call Report) and Certain Other Regulatory Reports– March 6, 2019 (PDF)

FIL-51-2018 Proposed Revisions to the Consolidated Reports of Condition and Income and Certain Other Regulatory Reports – September 28, 2018 (PDF)

Redlined Draft FFIEC 101 Reporting Form for the proposed FFIEC 101 Revisions Effective March 31, 2019 – February 15, 2019 (PDF)

Draft FFIEC 101 Instructions for the proposed FFIEC 101 Revisions Effective March 31, 2019 – February 15, 2019 (PDF)

July 2018 Letter (PDF)

Final Federal Register notice for FFIEC 101 - published June 2, 2017. The comment period expired July 3, 2017 (PDF)

Letter to reporting institutions about the revisions to the FFIEC 101 proposed to take effect September 30, 2017 - October 6, 2017 (PDF)

Letter to reporting institutions about the revisions to the FFIEC 101 proposed to take effect September 30, 2017 - June 7, 2017 (PDF)

Initial Federal Register notice for FFIEC 101 - published September 28, 2018. The comment period expired November 27, 2018 (PDF).

Letter to reporting institutions about the revisions to the FFIEC 101 proposed to take effect September 30, 2016 - September 9, 2016 (PDF)

Draft Revised FFIEC 101 Reporting Form and Instructions for the Revisions Proposed to Take Effect September 30, 2016 – Updated September 7, 2016 (PDF)

Historical Versions
Validation Criteria

Description: Reporting Schedules A through S collect information about the components of reporting entities’ regulatory capital, risk-weighted assets by type of credit risk exposure under the Advanced Internal Ratings-Based Approach, and risk-weighted assets and operational losses under the Advanced Measurement Approach.

Agency OMB Numbers:

FRB	FDIC	OCC
7100-0319	3064-0159	1557-0239

Purpose: The agencies use the reported data to assess and monitor the levels and components of each reporting entity’s risk-based capital requirements and the adequacy of the entity’s capital under the Advanced Capital Adequacy Framework; to evaluate the impact and competitive implications of the Advanced Capital Adequacy Framework on both an individual reporting entity and an industry-wide basis; and to supplement on-site examination processes. The reporting schedules also assist advanced approaches institutions in understanding expectations around the system development necessary for implementation and validation of the Advanced Capital Adequacy Framework.

Background: Schedules A through S of the FFIEC 101 represent the reporting requirements associated with the agencies’ Advanced Capital Adequacy Framework. The Advanced Capital Adequacy Framework took effect April 1, 2008, and the FFIEC 101 was first collected as of December 31, 2008. Reporting schedules have been updated consistent with the agencies’ regulatory capital rules (as revised in July 2013) effective as of the March 31, 2014, report date. Specifically, Schedule A was revised to incorporate the Basel III common disclosure template for reporting regulatory capital, as well as to incorporate the reporting of a supplementary leverage ratio consistent with the revised regulatory capital rules. Certain risk-weighted assets schedules (Schedules B, C, D, H, I, J, P, Q, and R) were also revised consistent with the revised regulatory capital rules to facilitate the timely implementation of the revised advanced approaches rules in 2014.

Respondent Panel: The panel consists of banks, savings associations, bank holding companies, and savings and loan holding companies that are subject to the Advanced Capital Adequacy Framework to determine their capital requirements.

Frequency: Quarterly, as of the last calendar day of March, June, September, and December.

Public Release: For all advanced approaches institutions regardless of their parallel run status, all data items collected in Schedule A, except for a few advanced-approaches-specific items, are available to the public beginning with the March 31, 2014, report date. For report dates after a reporting institution has completed its parallel run period, all items reported in Schedules A and B (except for Schedule B, items 31.a and 31.b, column D) and items 1 and 2 of Schedule S are available to the public. All other items reported in the FFIEC 101 are accorded confidential treatment. All nonconfidential data are available through the FFIEC web site https://www.ffiec.gov/NPW.

 

Historical Versions:
Documents are in Portable Document Format (PDF).

2024			June	March
2023	December	September	June	March
2022	December	September	June	March
2021	December	September	June	March
2020	December	September	June	March
2019	December	September	June	March
2018	December	September	June	March
2017	December	September	June	March
2016	December	September	June	March
2015	December	September	June	March
2014	December	September	June	March
2013	December	September	June	March
2012	December	September	June	March
2011	December	September	June	March
2010	December	September	June
2008			June

FFIEC 101 Instructions - issued March 2022

FFIEC 101 Instructions - issued September 2021

FFIEC 101 Instructions - issued June 2021

FFIEC 101 Instructions - issued March 2020

FFIEC 101 Instructions - issued March 2019

FFIEC 101 Instructions - issued September 2017

FFIEC 101 Instructions - issued September 2016

FFIEC 101 Instructions - issued June 2016

FFIEC 101 Instructions - issued March 2016

FFIEC 101 Instructions - issued December 2015

FFIEC 101 Instructions - issued March 2015

FFIEC 101 Instructions - issued December 2014

FFIEC 101 Instructions - issued September 2014

FFIEC 101 Instructions - issued June 2014

FFIEC 101 Instructions - issued March 2014

FFIEC 101 Instructions - issued June 2013

FFIEC 101 Instructions - issued December 2012

FFIEC 101 Instructions - issued September 2012

FFIEC 101 Instructions - issued March 2011

FFIEC 101 Instructions - issued September 2010

FFIEC 101 Instructions - issued June 2009

FFIEC 101 Instructions - issued June 2008

 

Validation Criteria:

Effective for report dates June 2024 through current:

• Validity Edits: Excel | PDF - Final (updated June 28, 2024)
• Quality Edits: Excel | PDF- Final (updated June 28, 2024)

Effective for report dates June 2021 through March 2024:

• Validity Edits: Excel | PDF - Final (updated August 12, 2021)
• Quality Edits: Excel | PDF- Final (updated August 12, 2021)

Effective for report dates March 2020 through March 2021:

• Validity Edits: Excel | PDF - Final (updated April 20, 2020)
• Quality Edits: Excel | PDF- Final (updated April 20, 2020)

Effective for report dates September 2019 through December 2019:

• Validity Edits: Excel | PDF - Final (updated October 17, 2019)
• Quality Edits: Excel | PDF- Final (updated October 17, 2019)

Effective for report dates March 2019 through June 2019:

• Validity Edits: Excel | PDF - Final (updated April 12, 2019)
• Quality Edits: Excel | PDF- Final (updated April 12, 2019)

Effective for report dates March 2018 through December 2018:

• Validity Edits: Excel | PDF - Final (updated April 19, 2018)
• Quality Edits: Excel | PDF- Final (updated April 19, 2018)

Effective dates March 2017 through December 2017:

• Validity Edits: Excel | PDF - Final (updated April 14, 2017)
• Quality Edits: Excel | PDF- Final (updated April 14, 2017)
• Post Submission Interseries Edits: Excel | PDF- Final (updated April 14, 2017)
  

Effective for report dates September 2016 through December 2016:

• Validity Edits: Excel | PDF - Final (updated October 6, 2016)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated October 6, 2016))
• Post Submission Interseries Edits: Excel | PDF- Final (updated October 6, 2016)
  

Effective for report dates March 2016 through June 2016:

• Validity Edits: Excel | PDF - Final (updated March 28, 2016)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated March 28, 2016)
• Post Submission Interseries Edits: Excel | PDF- Final (updated March 28, 2016)
  

Effective for report date December 2015:

• Validity Edits: Excel | PDF - Final
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final
• Post Submission Interseries Edits: Excel | PDF- Final
  

Effective for report dates March 2015 through September 2015:

• Validity Edits: Excel | PDF - Final (updated April 7, 2015)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated April 7, 2015)
• Post Submission Interseries Edits: Excel | PDF- Final (updated April 7, 2015)
  

Effective for report date June 2014:

• Validity Edits: Excel | PDF - Final (updated June 16, 2014)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated June 16, 2014)
• Post Submission Interseries Edits: Excel | PDF- Final (updated June 16, 2014)
  

Effective for report date March 2014:

• Validity Edits: Excel | PDF - Final (updated June 2, 2014)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated April 9, 2014)
• Post Submission Interseries Edits: Excel | PDF- Final (updated April 9, 2014)
  

Effective for report dates June 2013 through December 2013:

• Validity Edits: Excel | PDF - Final (updated July 3, 2013)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated July 3, 2013)
• Post Submission Interseries Edits: Excel | PDF- Final (updated July 3, 2013)
  

Effective for report date March 2013:

• Validity Edits: Excel | PDF - Final (updated March 22, 2013)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated March 22, 2013)
• Post Submission Interseries Edits: Excel | PDF- Final (updated March 22, 2013)
  

Effective for report date June 2011 through December 2012:

• Validity Edits: Excel | PDF - Final (updated June 1, 2011)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated June 1, 2011)
• Post Submission Interseries Edits: Excel | PDF- Final (updated June 1, 2011)
  

Effective for report date March 2011:

• Validity Edits: Excel | PDF - Final (updated March 21, 2011)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated March 21, 2011)
• Post Submission Interseries Edits: Excel | PDF- Final (updated March 21, 2011)
  

Effective for report dates June 2010 through December 2010:

• Validity Edits: Excel | PDF - Final (updated May 28, 2010)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated May 28, 2010)
• Post Submission Interseries Edits: Excel | PDF- Final (updated May 28, 2010)
  

Effective for report dates December 2008 through March 2010:

• Validity Edits: Excel | PDF - Final (updated July 22, 2009)
• Quality, Intraseries, and Interseries Edits: Excel | PDF - Final (updated July 22, 2009)
• Post Submission Interseries Edits: Excel | PDF- Final (updated July 22, 2009)