| |
Type |
Source |
Title/Source |
Date |
 |
| Retail |
Laws |
Congress |
Truth in Lending Act, 15 USC 1601 |
N/A |
| Retail |
Laws |
Congress |
Bank
Services Company Act, 12 USC 1861-1867(c) |
N/A |
| Retail |
Laws |
Congress |
Expedited
Funds Availability Act, 12 USC 4001 |
N/A |
| Retail |
Laws |
Congress |
Check
Clearing for the 21st Century Act, 12 USC 5001 |
N/A |
| Retail |
Laws |
Congress |
Fair Credit Reporting Act, 15 USC 1681m(e) |
N/A |
| Retail |
Laws |
Congress |
Electronic
Funds Transfer Act, 15 USC 1693 |
N/A |
| Retail |
Laws |
Congress |
Gramm-Leach-Bliley
Act, 15 USC 6801 and 6805(b) |
N/A |
| Retail |
Laws |
Congress |
USA
Patriot Act, 18 USC 1 (Pub. L. No. 107-56) |
N/A |
| Retail |
Laws |
Congress |
Bank
Secrecy Act, 31 USC 5311 |
N/A |
|
| Booklet
|
Type |
Source |
Title/Source |
Date |
| Retail |
Guidance |
FFIEC |
Authentication in an Internet Banking Environment |
N/A |
| Retail |
Guidance |
FFIEC |
Bank Secrecy Act/anti-Money Laundering InfoBase |
N/A |
| Retail |
Guidance |
FFIEC |
Check 21 InfoBase |
N/A |
|
| Booklet
|
Type |
Source |
Title/Source |
Date |
| Retail |
Regulations |
FRB |
12
CFR 210, Subparts A and B (Regulation J) |
N/A |
| Retail |
Regulations |
FRB |
12
CFR 205 (Regulation E) |
N/A |
| Retail |
Regulations |
FRB |
12
CFR 226, Truth in Lending (Regulation Z) |
N/A |
| Retail |
Regulations |
FRB |
12
CFR 229, Subparts A, B, and C (Regulation CC) |
N/A |
| Retail |
Regulations |
FRB |
FFIEC Guidance Addressing Risk Management of Remote Deposit Capture Activities, SR Letter 09-2 |
January
2009 |
| Retail |
Guidance |
FRB |
Board of Governors of the Federal Reserve System Payments System Risk (PSR) Policy |
December
2008 |
| Retail |
Guidance |
FRB |
Release of Revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual |
August
2007 |
| Retail |
Guidance |
FRB |
Interagency Guidance on Authentication in an Internet Banking Environment |
October
2003 |
| Retail |
Guidance |
FRB |
New
Bank Secrecy Act Examination Procedures Relating to the USA PATRIOT
Act, SR Letter 03–17 |
October
2003 |
| Retail |
Guidance |
FRB |
Section
312 of the USA Patriot Act—Due Diligence for Correspondent
and Private Banking Accounts, SR Letter 02–18 |
July
2002 |
| Retail |
Guidance |
FRB |
Safeguarding
Customer Information, SR Letter 01–15 |
June
2001 |
| Retail |
Guidance |
FRB |
Identity
Theft and Pretext Calling, SR Letter 01–11 |
April
2001 |
| Retail |
Guidance |
FRB |
FFIEC
Guidance on the Risk Management of Outsourced Technology Services,
SR Letter 00–17 |
November
2000 |
| Retail |
Guidance |
FRB |
Outsourcing
of Information and Transaction Processing, SR Letter 00–04 |
February
2000 |
| Retail |
Guidance |
FRB |
Credit
Card-related Merchant Activities, SR Letter 93–64 |
December
1993 |
| |
| Retail |
Guidance |
FDIC |
Risk Management of Remote Deposit Capture, FIL 4-2009 |
January
2009 |
| Retail |
Guidance |
FDIC |
New General Counsel's Opinion No. 8, Stored Value Cards and Other Nontraditional Access Mechanisms, FIL 129-2008 |
November
2008 |
| Retail |
Guidance |
FDIC |
Guidance on Payment Processor Relationships, FIL 127-2008 |
November
2008 |
| Retail |
Guidance |
FDIC |
Guidance on Managing Third-Party Risk, FIL 44-2008 |
June
2008 |
| Retail |
Guidance |
FDIC |
Identity Theft - FDIC's Supervisory Policy on Identity Theft, FIL 32-2007 |
April
2007 |
| Retail |
Guidance |
FDIC |
Credit Card Activities Manual |
March
2007 |
| Retail |
Guidance |
FDIC |
FFIEC Guidance Authentication in an Internet Banking Environment, FIL 103-2005 |
October
2005 |
| Retail |
Guidance |
FDIC |
Fair and Accurate Credit Transactions Act of 2003, Guidelines Requiring the Proper Disposal of Consumer Information, FIL 7-2005 |
February
2005 |
| Retail |
Guidance |
FDIC |
Check Clearing for the 21st Century Act, FIL 116-2004 |
October
2004 |
| Retail |
Guidance |
FDIC |
Guidance
on Identity Theft Programs, FIL 63-2003 |
August
2003 |
| Retail |
Guidance |
FDIC |
Identity
Theft and Pretext Calling, FIL 39-2001 |
May
2001 |
| Retail |
Guidance |
FDIC |
Electronic
Financial Services and Consumer Compliance, FIL 79-98 |
July
1998 |
| Retail |
Guidance |
FDIC |
Stored Value Card and Other Electronic Payment Systems, FIL 59-96 |
August
1996 |
| |
| Retail |
Guidance |
NCUA |
Risk Management of Remote Deposit Capture (with Enclosure), NCUA Letter to Credit Unions, 09-CU-01 |
January
2009 |
| Retail |
Guidance |
NCUA |
Supervisory Letter - Evauluation Third Party Relationships, NCUA Letter to Credit Unions, 07-CU-13 |
December
2007 |
| Retail |
Guidance |
NCUA |
Accounting for Future-Dated Automated Clearing House (ACH) Transactions, NCUA Corporate Credit Union Guidance Letter 07-04 |
October
2007 |
| Retail |
Guidance |
NCUA |
Bank Secrecy ACT (BSA)/Anti-Money Laundering (AML) Manual Interagency Outreach, NCUA Letter to Credit Unions 06-CU-14 |
September
2006 |
| Retail |
Guidance |
NCUA |
Guidance on Authentication in Internet Banking Environment, NCUA Letter to Credit Unions 05-CU-18 |
November
2005 |
| Retail |
Guidance |
NCUA |
Bank Secrecy Act Compliance, NCUA Letter to Credit Unions 05-CU-16 |
October
2005 |
| Retail |
Guidance |
NCUA |
Suspicious Activity Reports on OFAC blocked transactions, NCUA Regulatory Alert 05-RA-02 |
January
2005 |
| Retail |
Guidance |
NCUA |
Check 21 Act, NCUA Regulatory Alert 04-RA-12 |
October
2004 |
| Retail |
Guidance |
NCUA |
Final Patriot Act Regulations on Customer (Member) Identification, NCUA Regulatory Alert 03-RA-07 |
May
2003 |
| Retail |
Guidance |
NCUA |
Identity
Theft and Pretext Calling, NCUA Letter to Credit Unions, 01–CU–09 |
September
2001 |
| Retail |
Guidance |
NCUA |
Interim
Final Rules Amending Regulations B, E, M, Z, and DD – Electronic
Delivery of Required Disclosures, NCUA Regulatory Alert 01–RA–08 |
August
2001 |
| Retail |
Guidance |
NCUA |
Electronic
Data Security Overview, NCUA Letter to Credit Unions, 01–CU–11 |
August
2001 |
| Retail |
Guidance |
NCUA |
Risk
Management of Outsourced Technology Services (with Enclosure),
NCUA Letter to Credit Unions, 00–CU–11 |
December
2000 |
| Retail |
Guidance |
NCUA |
Pretext
Phone Calling by Account Informa-tion Brokers, NCUA Regulatory
Alert 99–RA–3 |
February
1999 |
| |
| Retail |
Guidance |
OCC |
Remote Deposit Capture: Interagency Guidance, OCC Bulletin 2009-4 |
January
2009 |
| Retail |
Guidance |
OCC |
Office of the Comptroller of the Currency (OCC) Comptroller’s Handbook: Depository Services |
November
2008 |
| Retail |
Guidance |
OCC |
OCC Comptroller’s Handbook: Truth in Lending |
October
2008 |
| Retail |
Guidance |
OCC |
Payment Processors: Risk Management Guidance, OCC Bulletin 2008-12 |
April
2008 |
| Retail |
Guidance |
OCC |
Automated Clearing House Activities: Risk Management Guidance, OCC Bulletin 2006-39 |
September
2006 |
| Retail |
Guidance |
OCC |
Bank Secrecy Act/Anti-Money Laundering: Joint Statement on Sharing Suspicious Activity Reports with Controlling Companies, OCC Bulletin 2006-06 |
January
2006 |
| Retail |
Guidance |
OCC |
Response Programs for Unauthorized Access to Customer Information and Customer Notice: Final Guidance, OCC Bulletin 2005-13 |
April
2005 |
| Retail |
Guidance |
OCC |
Payroll Card Systems, OCC Advisory Letter 2004-6 |
May
2004 |
| Retail |
Guidance |
OCC |
Credit Card Lending, Account
Management and Loss Allowance Guidance, OCC Bulletin 2003–01 |
January
2003 |
| Retail |
Guidance |
OCC |
OCC
Comptroller’s Handbook: Merchant Processing |
December
2001 |
| Retail |
Guidance |
OCC |
Third
Party Relationships, Risk Management Principles, OCC Bulletin
2001–47 |
November
2001 |
| Retail |
Guidance |
OCC |
Expanded
Guidance for Subprime Lending Programs, OCC Bulletin 2001–6 |
January
2001 |
| Retail |
Guidance |
OCC |
Payday
Lending, OCC Advisory Letter 2000–10 |
November
2000 |
| Retail |
Guidance |
OCC |
Third-Party
Risk, OCC Advisory Letter 2000–9 |
August
2000 |
| Retail |
Guidance |
OCC |
Audit
and Internal Controls, OCC Advisory Letter 2000–6 |
July
2000 |
| Retail |
Guidance |
OCC |
FFIEC
Uniform Retail Credit Classification and Account Management Policy,
OCC Bulletin 2000–20 |
June
2000 |
| Retail |
Guidance |
OCC |
Risk
Modeling, Model Validation, OCC Bulletin 2000–16 |
May
2000 |
| Retail |
Guidance |
OCC |
FFIEC
Consumer Credit Reporting Practices, OCC Bulletin 2000-3 |
February
2000 |
| Retail |
Guidance |
OCC |
Subprime
Lending: Risks and Rewards, OCC Bulletin 99–15 |
April
1999 |
| Retail |
Guidance |
OCC |
Interagency
Guidance on Subprime Lending, OCC Bulletin 99–10 |
March 1999 |
| Retail |
Guidance |
OCC |
Technology Risk Management: Guide for Bankers and Examiners, OCC Bulletin 98-3 |
February
1998 |
| Retail |
Guidance |
OCC |
Credit
Scoring Models, Examiner Guidance, OCC Bulletin 97–24 |
May
1997 |
| Retail |
Guidance |
OCC |
Credit
Card Pre-Approved Solicitations, OCC Advisory Letter 96–7 |
September
1996 |
| |
| Retail |
Regulations |
OTS |
Interagency
Guidelines Establishing Standards for Safeguarding Customer Information,
Appendix B, 12 CFR Part 570 |
N/A |
| Retail |
Guidance |
OTS |
Electronic Fund Transfer Act, RB 37-37 |
May
2009 |
| Retail |
Guidance |
OTS |
Risk Management of Remote Deposit Capture, CEO Letter 291 |
January
2009 |
| Retail |
Guidance |
OTS |
Compliance with Truth in Savings and Electronic Transfer Act Rules: Government Accountability Office Report 08-281, CEO Letter 273 |
April
2008 |
| Retail |
Guidance |
OTS |
Interagency Guidance on Authentication in an Internet Banking Environment, CEO Letter 228 |
October
2005 |
| Retail |
Guidance |
OTS |
Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice, CEO Letter 214 |
March
2005 |
| Retail |
Guidance |
OTS |
Check 21, RB 37-10 |
February
2008 |
| Retail |
Guidance |
OTS |
Third Party Arrangements, Thrift Bulleting 82a |
September
2004 |
| Retail |
Guidance |
OTS |
Internal
Controls, CEO Letter 113 |
July
1999 |
| Retail |
Guidance |
OTS |
FFIEC Information Technology Examination Handbook- Audit Booklet, Electronic Banking Booklet, CEO Letter 90 |
July
1998 |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 218, Credit Card Lending |
N/A |
| Retail |
Guidance |
OTS |
Thrift
Activities Handbook: Section 340, Internal Control |
December
2003 |
| Retail |
Guidance |
OTS |
Thrift
Activities Handbook: Section 341, Technology Risk Controls |
January
2002 |
Retail |
Guidance |
OTS |
Thrift
Activities Handbook: Section 580, Payment Systems Risk |
January
1994 |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1330, Electronic Funds Transfer Act |
N/A |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1335, Expedited Funds Availability Act |
N/A |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1336, Check 21 |
N/A |
| Retail |
Guidance |
OTS |
Check Clearing for the 21st Century Compliance InfoBase, OTS Press Release 04-43 |
2004 |
