Regulatory Resources by IT Booklet

Regulatory resources that are currently available through this InfoBase can be accessed by selecting a link button from the table.
Non-regulatory resources that are currently available through this InfoBase can be accessed from the bottom of this page.

 

 
Congress
FFIEC
FRB
FDIC
NCUA
OCC
OTS
Audit
Link to audit resources from Congress
Link to audit resources for FFIEC
Link to audit resources for FRB
Link to audit resources for FDIC
Link to audit resources for NCUA
Link to audit resources for OCC
Link to audit resources for OTS
Business Continuity Planning
N/A
Link to BCP resources from FFIEC
Link to BCP resources from FRB
Link to BCP resources from FDIC
Link to BCP resources from NUCA
Link to BCP resources from OCC
Link to BCP resources from OTS
Development and Acquisition
N/A
N/A
N/A
N/A
N/A
N/A
N/A
E-Banking
Link to E-banking resources from Congress
N/A
Link to E-banking resources for FRB
Link to E-banking resources for FDIC
Link to E-banking resources for NCUA
Link to E-banking resources for OCC
Link to E-banking resources for OTS
FedLine
N/A
Link to FedLine resources for FRB
N/A
N/A
N/A
N/A
Information Security
Link to Information Security resources from Congress
N/A
Link to Information Security resources for FRB
Link to Information Security resources for FDIC
Link to Information Security resources for NCUA
Link to Information Security resources for OCC
Link to Information Security resources for OTS

Management
Link to Management resources from Congress
N/A
Link to Management resources for FRB
Link to Management resources for FDIC
Link to Management resources for NCUA
Link to Management resources for OCC
Link to Management resources for OTS

Operations
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Outsourcing Technology Services
Link to Outsourcing Technology Services resources from Congress
N/A
Link to Outsourcing Technology Services resources for FRB
Link to Outsourcing Technology Services resources for FDIC
Link to Outsourcing Technology Services resources for NCUA
Link to Outsourcing Technology Services resources for OCC
Link to Outsourcing Technology Services resources for OTS
Retail Payment Systems
Link to Rtail Payment Systems resources from Congress
N/A
Link to Rtail Payment Systems resources resources for FRB
Link to Rtail Payment Systems resources resources for FDIC
Link to Rtail Payment Systems resources resources for NCUA
Link to Rtail Payment Systems resources resources for OCC
Link to Rtail Payment Systems resources resources for OTS
Supervision of Technology Service Providers
N/A
Link to Wholesale Payment Systems resources for FRB
N/A
N/A
N/A
N/A
N/A
WholesalePayment Systems
Link to Wholesale Payment resources from Congress
N/A
Link to Wholesale Payment Systems resources for FRB
N/A
N/A
N/A
N/A
 
Congress
FFIEC
FRB
FDIC
NCUA
OCC
 OTS

 

 

Non-regulatory Resources

NOTE: These resources are provided to assist in your research and continuing professional education. They are not endorsed, certified, or approved by the FFIEC or its member agencies.

Non-regulatory Resources by IT Booklet

Business Continuity Planning

  
Type
Source
Title/Source
Date

BCP

Basel Committee on Banking Supervision

The Joint Forum, High-level Principals for Business Continuity

August 2006

BCP

FRB New York

Best Practices to Assure Telecommunications Continuity for Financial Institutions and the Payment and Settlement Utilities: Report by the Assuring Telecommunications Continuity Task Force 

September 2004

BCP

HHS and CDC

Business Pandemic Influenza Planning Checklist

December 2005

BCP

DHS

Pandemic Influenza - Preparedness, Response, and Recovery Guide for Critical Infrastructure and Key Resources

June 2006

BCP

Homeland Security Council

National Strategy for Pandemic Influenza

November 2005

BCP

NIST

Contingency Planning Guide for Information Technology Systems (NIST SP 800-34)

June 2002

BCP

NSTAC

The President’s National Security Telecommunications Advisory Committee: Financial Services Task Report

April 2004
 
Information Security Booklet
Type
Source
Title/Source
Date

Website

ISACA

Control Objectives for Information Technology Website at www.isaca.org (The Information Systems Audit and Control Association & Foundation)

N/A

Publication

ISO

Code of Practice for Information Security Management (ISO /IEC 17799) (available at The International Organization for Standards (ISO ) Information Technology Website, www.iso.org/iso/en/CatalogueListPage.CatalogueList)

September 2001

Publication

ISO

Information Security -- Security Techniques—Evaluation Criteria for IT Security (ISO /IEC 15408) (available at The International Organization for Standards (ISO) Information Technology Website, www.iso.org/iso/en/CatalogueListPage.CatalogueList)

December 1999

Publication

NIST

Guidelines on Firewalls and Firewall Policy, Special Publication 800-41

January 2002

Publication

NIST

Risk Management Guide for Information Technology Systems, Special Publication 800-30

October 2001

Website

NIST

The National Institute of Standards and Technology (NIST ) Website at www.nist.gov

N/A
Management
Type
Source
Title/Source
Date

Website

Basel Committee on Banking Supervision

Sound Practices for the Management and Supervision of Operational Risk

February 2003

Website

IT Governance Institute

COBIT®; 3rd Edition; Management Guidelines

July 2000

Website

ISACA

Control Objectives for Enterprise IT Governance

N/A
Retail Payment Systems 
Type
Source
Title/Source
Date
Publication

FRB

Nonbanks in the Payments System

March 2003
Publication

FRB

A Guide to the ATM and Debit Card Industry

2003

 

   
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