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| Type |
Source |
Title/Source |
Date |
|
 |
||||
| Retail |
Laws |
Congress |
Truth in Lending Act, 15 USC 1601 | N/A |
| Retail |
Laws |
Congress |
Bank Services Company Act, 12 USC 1861-1867(c) | N/A |
| Retail |
Laws |
Congress |
Expedited Funds Availability Act, 12 USC 4001 | N/A |
| Retail |
Laws |
Congress |
Check Clearing for the 21st Century Act, 12 USC 5001 | N/A |
| Retail |
Laws |
Congress |
Fair Credit Reporting Act, 15 USC 1681m(e) | N/A |
| Retail |
Laws |
Congress |
Electronic Funds Transfer Act, 15 USC 1693 | N/A |
| Retail |
Laws |
Congress |
Gramm-Leach-Bliley Act, 15 USC 6801 and 6805(b) | N/A |
| Retail |
Laws |
Congress |
USA Patriot Act, 18 USC 1 (Pub. L. No. 107-56) | N/A |
| Retail |
Laws |
Congress |
Bank Secrecy Act, 31 USC 5311 |
N/A |
|
||||
| Booklet |
Type |
Source |
Title/Source |
Date |
| Retail |
Guidance |
FFIEC |
Authentication in an Internet Banking Environment | October
2005 |
| Retail |
Guidance |
FFIEC |
Bank Secrecy Act/anti-Money Laundering InfoBase | N/A |
| Retail |
Guidance |
FFIEC |
Check 21 InfoBase | N/A |
|
||||
| Booklet |
Type |
Source |
Title/Source |
Date |
| Retail |
Regulations |
FRB |
12 CFR 210, Subparts A and B (Regulation J) | N/A |
| Retail |
Regulations |
FRB |
12 CFR 205 (Regulation E) | N/A |
| Retail |
Regulations |
FRB |
12 CFR 226, Truth in Lending (Regulation Z) | N/A |
| Retail |
Regulations |
FRB |
12 CFR 229, Subparts A, B, and C (Regulation CC) | N/A |
| Retail |
Regulations |
FRB |
FFIEC Guidance Addressing Risk Management of Remote Deposit Capture Activities, SR Letter 09-2 | January
2009 |
| Retail |
Guidance |
FRB |
Board of Governors of the Federal Reserve System Payments System Risk (PSR) Policy | December
2008 |
| Retail |
Guidance |
FRB |
Release of Revised FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual | August
2007 |
| Retail |
Guidance |
FRB |
Interagency Guidance on Authentication in an Internet Banking Environment | October
2003 |
| Retail |
Guidance |
FRB |
Safeguarding Customer Information, SR Letter 01–15 | June
2001 |
| Retail |
Guidance |
FRB |
Identity Theft and Pretext Calling, SR Letter 01–11 | April
2001 |
| Retail |
Guidance |
FRB |
FFIEC Guidance on the Risk Management of Outsourced Technology Services, SR Letter 00–17 | November
2000 |
| Retail |
Guidance |
FRB |
Outsourcing of Information and Transaction Processing, SR Letter 00–04 | February
2000 |
| Retail |
Guidance |
FRB |
Credit Card-related Merchant Activities, SR Letter 93–64 | December
1993 |
| |
||||
| Retail |
Guidance |
FDIC |
Risk Management of Remote Deposit Capture, FIL 4-2009 | January
2009 |
| Retail |
Guidance |
FDIC |
New General Counsel's Opinion No. 8, Stored Value Cards and Other Nontraditional Access Mechanisms, FIL 129-2008 | November
2008 |
| Retail |
Guidance |
FDIC |
Guidance on Payment Processor Relationships, FIL 127-2008 | November
2008 |
| Retail |
Guidance |
FDIC |
Guidance on Managing Third-Party Risk, FIL 44-2008 | June
2008 |
| Retail |
Guidance |
FDIC |
Identity Theft - FDIC's Supervisory Policy on Identity Theft, FIL 32-2007 | April
2007 |
| Retail |
Guidance |
FDIC |
Credit Card Activities Manual | March
2007 |
| Retail |
Guidance |
FDIC |
FFIEC Guidance Authentication in an Internet Banking Environment, FIL 103-2005 | October
2005 |
| Retail |
Guidance |
FDIC |
Fair and Accurate Credit Transactions Act of 2003, Guidelines Requiring the Proper Disposal of Consumer Information, FIL 7-2005 | February
2005 |
| Retail |
Guidance |
FDIC |
Check Clearing for the 21st Century Act, FIL 116-2004 | October
2004 |
| Retail |
Guidance |
FDIC |
Identity Theft and Pretext Calling, FIL 39-2001 | May
2001 |
| Retail |
Guidance |
FDIC |
Electronic Financial Services and Consumer Compliance, FIL 79-98 | July
1998 |
| |
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| Retail |
Guidance |
NCUA |
Risk Management of Remote Deposit Capture (with Enclosure), NCUA Letter to Credit Unions, 09-CU-01 | January
2009 |
| Retail |
Guidance |
NCUA |
Supervisory Letter - Evauluation Third Party Relationships, NCUA Letter to Credit Unions, 07-CU-13 | December
2007 |
| Retail |
Guidance |
NCUA |
Accounting for Future-Dated Automated Clearing House (ACH) Transactions, NCUA Corporate Credit Union Guidance Letter 07-04 | October
2007 |
| Retail |
Guidance |
NCUA |
Bank Secrecy ACT (BSA)/Anti-Money Laundering (AML) Manual Interagency Outreach, NCUA Letter to Credit Unions 06-CU-14 | September
2006 |
| Retail |
Guidance |
NCUA |
Guidance on Authentication in Internet Banking Environment, NCUA Letter to Credit Unions 05-CU-18 | November
2005 |
| Retail |
Guidance |
NCUA |
Bank Secrecy Act Compliance, NCUA Letter to Credit Unions 05-CU-16 | October
2005 |
| Retail |
Guidance |
NCUA |
Suspicious Activity Reports on OFAC blocked transactions, NCUA Regulatory Alert 05-RA-02 | January
2005 |
| Retail |
Guidance |
NCUA |
Check 21 Act, NCUA Regulatory Alert 04-RA-12 | October
2004 |
| Retail |
Guidance |
NCUA |
Final Patriot Act Regulations on Customer (Member) Identification, NCUA Regulatory Alert 03-RA-07 | May
2003 |
| Retail |
Guidance |
NCUA |
Identity Theft and Pretext Calling, NCUA Letter to Credit Unions, 01–CU–09 | September
2001 |
| Retail |
Guidance |
NCUA |
Interim Final Rules Amending Regulations B, E, M, Z, and DD – Electronic Delivery of Required Disclosures, NCUA Regulatory Alert 01–RA–08 | August
2001 |
| Retail |
Guidance |
NCUA |
Electronic Data Security Overview, NCUA Letter to Credit Unions, 01–CU–11 | August
2001 |
| Retail |
Guidance |
NCUA |
Risk Management of Outsourced Technology Services (with Enclosure), NCUA Letter to Credit Unions, 00–CU–11 | December
2000 |
| Retail |
Guidance |
NCUA |
Pretext Phone Calling by Account Information Brokers, NCUA Regulatory Alert 99–RA–3 | February
1999 |
| |
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| Retail |
Guidance |
OCC |
Remote Deposit Capture: Interagency Guidance, OCC Bulletin 2009-4 | January
2009 |
| Retail |
Guidance |
OCC |
Office of the Comptroller of the Currency (OCC) Comptroller’s Handbook: Depository Services | November
2008 |
| Retail |
Guidance |
OCC |
OCC Comptroller’s Handbook: Truth in Lending | October
2008 |
| Retail |
Guidance |
OCC |
Payment Processors: Risk Management Guidance, OCC Bulletin 2008-12 | April
2008 |
| Retail |
Guidance |
OCC |
Automated Clearing House Activities: Risk Management Guidance, OCC Bulletin 2006-39 | September
2006 |
| Retail |
Guidance |
OCC |
Bank Secrecy Act/Anti-Money Laundering: Joint Statement on Sharing Suspicious Activity Reports with Controlling Companies, OCC Bulletin 2006-06 | January
2006 |
| Retail |
Guidance |
OCC |
Response Programs for Unauthorized Access to Customer Information and Customer Notice: Final Guidance, OCC Bulletin 2005-13 | April
2005 |
| Retail |
Guidance |
OCC |
Payroll Card Systems, OCC Advisory Letter 2004-6 | May
2004 |
| Retail |
Guidance |
OCC |
Credit Card Lending, Account Management and Loss Allowance Guidance, OCC Bulletin 2003–01 | January
2003 |
| Retail |
Guidance |
OCC |
OCC Comptroller’s Handbook: Merchant Processing | December
2001 |
| Retail |
Guidance |
OCC |
Third Party Relationships, Risk Management Principles, OCC Bulletin 2001–47 | November
2001 |
| Retail |
Guidance |
OCC |
Expanded Guidance for Subprime Lending Programs, OCC Bulletin 2001–6 | January
2001 |
| Retail |
Guidance |
OCC |
Payday Lending, OCC Advisory Letter 2000–10 | November
2000 |
| Retail |
Guidance |
OCC |
Third-Party Risk, OCC Advisory Letter 2000–9 | August
2000 |
| Retail |
Guidance |
OCC |
Audit and Internal Controls, OCC Advisory Letter 2000–6 | July
2000 |
| Retail |
Guidance |
OCC |
FFIEC Uniform Retail Credit Classification and Account Management Policy, OCC Bulletin 2000–20 | June
2000 |
| Retail |
Guidance |
OCC |
Risk Modeling, Model Validation, OCC Bulletin 2000–16 | May
2000 |
| Retail |
Guidance |
OCC |
FFIEC Consumer Credit Reporting Practices, OCC Bulletin 2000-3 | February
2000 |
| Retail |
Guidance |
OCC |
Subprime Lending: Risks and Rewards, OCC Bulletin 99–15 | April
1999 |
| Retail |
Guidance |
OCC |
Interagency Guidance on Subprime Lending, OCC Bulletin 99–10 | March 1999 |
| Retail |
Guidance |
OCC |
Technology Risk Management: Guide for Bankers and Examiners, OCC Bulletin 98-3 | February
1998 |
| Retail |
Guidance |
OCC |
Credit Scoring Models, Examiner Guidance, OCC Bulletin 97–24 | May
1997 |
| Retail |
Guidance |
OCC |
Credit Card Pre-Approved Solicitations, OCC Advisory Letter 96–7 | September
1996 |
| |
||||
| Retail |
Regulations |
OTS |
Interagency Guidelines Establishing Standards for Safeguarding Customer Information, Appendix B, 12 CFR Part 570 | N/A |
| Retail |
Guidance |
OTS |
Electronic Fund Transfer Act, RB 37-37 | May
2009 |
| Retail |
Guidance |
OTS |
Risk Management of Remote Deposit Capture, CEO Letter 291 | January
2009 |
| Retail |
Guidance |
OTS |
Compliance with Truth in Savings and Electronic Transfer Act Rules: Government Accountability Office Report 08-281, CEO Letter 273 | April
2008 |
| Retail |
Guidance |
OTS |
Interagency Guidance on Authentication in an Internet Banking Environment, CEO Letter 228 | October
2005 |
| Retail |
Guidance |
OTS |
Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice, CEO Letter 214 | March
2005 |
| Retail |
Guidance |
OTS |
Check 21, RB 37-10 | February
2008 |
| Retail |
Guidance |
OTS |
Third Party Arrangements, Thrift Bulleting 82a | September
2004 |
| Retail |
Guidance |
OTS |
Internal Controls, CEO Letter 113 | July
1999 |
| Retail |
Guidance |
OTS |
FFIEC Information Technology Examination Handbook- Audit Booklet, Electronic Banking Booklet, CEO Letter 90 | July
1998 |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 218, Credit Card Lending | N/A |
| Retail |
Guidance |
OTS |
Thrift Activities Handbook: Section 340, Internal Control | December
2003 |
| Retail |
Guidance |
OTS |
Thrift Activities Handbook: Section 341, Technology Risk Controls | January
2002 |
Retail |
Guidance |
OTS |
Thrift Activities Handbook: Section 580, Payment Systems Risk | January
1994 |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1330, Electronic Funds Transfer Act | N/A |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1335, Expedited Funds Availability Act | N/A |
| Retail |
Guidance |
OTS |
Examination Handbook: Section 1336, Check 21 | N/A |
| Retail |
Guidance |
OTS |
Check Clearing for the 21st Century Compliance InfoBase, OTS Press Release 04-43 | 2004 |
 |
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