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Booklet:
Outsourcing
Technology Services Section: Appendix B: Laws, Regulations, and Guidance |
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Regulatory
Resources: Outsourcing Technology Services
| Type |
Source |
Title/Source |
Date |
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 |
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| Outsourcing |
Laws |
Congress |
Home
Owners’ Loan Act (Thrifts), 12 USC 1464 (d) (7) |
N/A |
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| Outsourcing |
Laws |
Congress |
Bank Service Company Act (Banks), 12 USC 1867 (c) (11) | N/A |
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| Outsourcing |
Laws |
Congress |
Gramm-Leach-Bliley Act, 15 USC 6801 | N/A |
|
| Outsourcing |
Laws |
Congress |
USA PATRIOT Act, Pub. L. No. 107-56 | N/A |
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| Booklet |
Type |
Source |
Title/Source |
Date |
|
| Outsourcing |
Guidance |
FRB |
Outsourcing of Information and Transaction Processing, SR 00-4 (SUP) |
February
2000 |
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| Booklet |
Type |
Source |
Title/Source |
Date |
|
| Outsourcing |
Guidance |
FDIC |
Bank Service Company Act, FIL-49-99 | June
1999 |
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| Outsourcing |
Guidance |
FDIC |
Bank
Technology Bulletin: Technology Outsourcing Information Documents,
FIL-50-2001,
Attachments: |
June
2001 |
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-
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Effective Practices for Selecting a Service Provider Tools to Manage Technology Providers’ Performance Risk: Service Level Agreements Techniques for Managing Multiple Service Providers |
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| Booklet |
Type |
Source |
Title/Source |
Date |
|
| Outsourcing |
Guidance |
NCUA |
E-Commerce Guide for Credit Unions, NCUA Letter to Credit Unions No. 02-CU-17 |
December 2002 |
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| Outsourcing |
Guidance |
NCUA |
Due Diligence Over Third Party Service Providers, NCUA Letter to Credit Unions No. 01-CU-20 |
November 2001 |
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| Booklet |
Type |
Source |
Title/Source |
Date |
|
| Outsourcing |
Guidance |
OCC |
Bank
Use of Foreign-Based Third-Party Service Providers, OCC Bulletin
2002-16: |
May 2002 |
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| Outsourcing |
Guidance |
OCC |
Third-Party Relationships, Risk Management Principles, OCC Bulletin 2001-47 |
November 2001 |
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| Booklet |
Type |
Source |
Title/Source |
Date |
|
| Outsourcing |
Regulations |
OTS |
Interagency Guidelines Establishing Standards for Safeguarding Customer Information, Appendix B, 12 CFR Part 570 |
N/A |
|
| Outsourcing |
Guidance |
OTS |
Third
Party Arrangements, Thrift Bulletin 82 |
March
2003 |
|
| Outsourcing |
Guidance |
OTS |
Internal Controls, CEO Letter 113 |
July
1999 |
|
| Outsourcing |
Guidance |
OTS |
Internal Control, Thrift Activities Handbook: Section 340 |
December 2003 |
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| Outsourcing |
Guidance |
OTS |
Technology Risk Controls, Thrift Activities Handbook: Section 341 |
October 1997 |
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